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ANDREWS, LUCIA WEALTH MANAGEMENT LLC
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ANDREWS, LUCIA WEALTH MANAGEMENT LLC
(CRD# 130931)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Danville, CA.
The SEC approved the firm to operate as an RIA in
Jul 2006.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$302.5 Million,
and has discretion over
89%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ANDREWS, LUCIA WEALTH MANAGEMENT LLC
also reported in
Aug 2018:
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2
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ANDREWS, LUCIA WEALTH MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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ANDREWS, LUCIA WEALTH MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
AZ-Jul 2018, CA-Apr 2004, NV-Aug 2018
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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