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ANDREWS ADVISORY ASSOCIATES, LLC
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ANDREWS ADVISORY ASSOCIATES, LLC
(CRD# 118957)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Honolulu, HI.
The SEC approved the firm to operate as an RIA in
Apr 2006.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$146.7 Million,
and has discretion over
83%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
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ANDREWS ADVISORY ASSOCIATES, LLC
also reported in
Mar 2018:
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5
employees,
with
4
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ANDREWS ADVISORY ASSOCIATES, LLC has no disclosure events reported to the SEC at this time.
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ANDREWS ADVISORY ASSOCIATES, LLC has Notice Filings with the following State Securities Authorities:
AZ-Jun 2007, CA-Jun 2007, CO-Mar 2014, HI-Jun 2006, MI-Nov 2017
, NV-Jul 2008, NY-Dec 2015, OR-Jun 2007, UT-Mar 2011, WA-Jun 2007
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The information presented above was gleaned from the SEC
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FindingFraud.org is presenting this data for
informational purposes only and assumes no
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contact FindingFraud.org with questions or concerns.
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