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ANDREW GARRETT, INC.
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ANDREW GARRETT, INC.
(CRD# 29931)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jul 2010.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$81.8 Million,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
7%
.
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ANDREW GARRETT, INC.
also reported in
Mar 2018:
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20
employees,
with
11
performing advisory functions.
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A total of 12 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ANDREW GARRETT, INC. has no disclosure events reported to the SEC at this time.
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ANDREW GARRETT, INC. has Notice Filings with the following State Securities Authorities:
AR-Jan 2013, AZ-Mar 2018, CA-Jul 2010, CO-Sep 2017, CT-Mar 2015
, FL-Jul 2010, GA-Jul 2010, IL-Jul 2010, LA-Aug 2013, MN-Jul 2010
, MO-Jul 2010, NJ-Jul 2010, NY-Jul 2010, PA-Jul 2010, SC-Jul 2010
, TX-Jul 2010, VA-Jul 2010
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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