ANDREW GARRETT, INC. (CRD# 29931) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jul 2010. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $81.8 Million, and has discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 7% .  
ANDREW GARRETT, INC. also reported in Mar 2018:
  • 20 employees, with 11 performing advisory functions.
  • A total of 12 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ANDREW GARRETT, INC. has no disclosure events reported to the SEC at this time.

View ANDREW GARRETT, INC.'s most recent Form ADV filing

ANDREW GARRETT, INC. has Notice Filings with the following State Securities Authorities: AR-Jan 2013, AZ-Mar 2018, CA-Jul 2010, CO-Sep 2017, CT-Mar 2015 , FL-Jul 2010, GA-Jul 2010, IL-Jul 2010, LA-Aug 2013, MN-Jul 2010 , MO-Jul 2010, NJ-Jul 2010, NY-Jul 2010, PA-Jul 2010, SC-Jul 2010 , TX-Jul 2010, VA-Jul 2010

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.