FindingFraud.org


Blog
Contact
Initial
Research

ANDINA FAMILY OFFICES
ANDINA FAMILY OFFICES (CRD# 151762) is an SEC-Registered Investment Advisor (RIA), headquartered in Lehi, UT. The SEC approved the firm to operate as an RIA in Dec 2014. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $115.8 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 51% of RAUM.   Non-US investors represent 0% .  
 
ANDINA FAMILY OFFICES also reported in Aug 2018:
  • 7 employees, with 6 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ANDINA FAMILY OFFICES has no disclosure events reported to the SEC at this time.
 

View ANDINA FAMILY OFFICES's most recent Form ADV filing
 


ANDINA FAMILY OFFICES has Notice Filings with the following State Securities Authorities: CA-Dec 2014, UT-Dec 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.