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ANDESA FINANCIAL MANAGEMENT, INC.
ANDESA FINANCIAL MANAGEMENT, INC. (CRD# 131702) is an SEC-Registered Investment Advisor (RIA), headquartered in Allentown, PA. The SEC approved the firm to operate as an RIA in Mar 2007. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $263.6 Million, and has discretion over 84% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ANDESA FINANCIAL MANAGEMENT, INC. also reported in Sep 2018:
  • 4 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ANDESA FINANCIAL MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
 

View ANDESA FINANCIAL MANAGEMENT, INC.'s most recent Form ADV filing
 


ANDESA FINANCIAL MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: FL-Jun 2011, NJ-Mar 2017, NY-Oct 2015, PA-Apr 2007, SC-Feb 2018 , TX-Feb 2010

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.