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ANDESA FINANCIAL MANAGEMENT, INC.
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ANDESA FINANCIAL MANAGEMENT, INC.
(CRD# 131702)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Allentown, PA.
The SEC approved the firm to operate as an RIA in
Mar 2007.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$263.6 Million,
and has discretion over
84%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ANDESA FINANCIAL MANAGEMENT, INC.
also reported in
Sep 2018:
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4
employees,
with
2
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ANDESA FINANCIAL MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
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ANDESA FINANCIAL MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
FL-Jun 2011, NJ-Mar 2017, NY-Oct 2015, PA-Apr 2007, SC-Feb 2018
, TX-Feb 2010
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FindingFraud.org is presenting this data for
informational purposes only and assumes no
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