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ANCORA FAMILY WEALTH ADVISORS, LLC
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ANCORA FAMILY WEALTH ADVISORS, LLC
(CRD# 124845)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Cleveland, OH.
The SEC approved the firm to operate as an RIA in
Apr 2003.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.3 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ANCORA FAMILY WEALTH ADVISORS, LLC
also reported in
Apr 2018:
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36
employees,
with
22
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ANCORA FAMILY WEALTH ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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ANCORA FAMILY WEALTH ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
AZ-Mar 2017, CA-Mar 2017, CO-Mar 2017, CT-Mar 2017, FL-May 2011
, GA-Mar 2017, IL-Jun 2011, IN-Mar 2017, KY-Mar 2017, MA-Mar 2017
, MI-Mar 2017, MN-Mar 2017, MT-Mar 2017, NC-Mar 2017, NJ-Apr 2017
, NY-May 2011, OH-Apr 2003, PA-Sep 2011, SC-Mar 2017, SD-Mar 2017
, TX-Mar 2017, VA-Mar 2017, WI-Mar 2017
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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