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ANCHOR INVESTMENT MANAGEMENT
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ANCHOR INVESTMENT MANAGEMENT
(CRD# 135296)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Columbia, SC.
The SEC approved the firm to operate as an RIA in
May 2005.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$538.2 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ANCHOR INVESTMENT MANAGEMENT
also reported in
Jul 2018:
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15
employees,
with
7
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ANCHOR INVESTMENT MANAGEMENT has no disclosure events reported to the SEC at this time.
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ANCHOR INVESTMENT MANAGEMENT has Notice Filings with the following State Securities Authorities:
GA-Oct 2011, NC-Jul 2010, NE-Jan 2011, NH-Jun 2017, SC-May 2005
, TX-Jan 2011, VA-Jul 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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