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AMUNDI PIONEER ASSET MANAGEMENT, INC.
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AMUNDI PIONEER ASSET MANAGEMENT, INC.
(CRD# 107719)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Dec 1971.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$75.3 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
34%
of RAUM.
Non-US investors represent
33%
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AMUNDI PIONEER ASSET MANAGEMENT, INC.
also reported in
Sep 2018:
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161
employees,
with
102
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AMUNDI PIONEER ASSET MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
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AMUNDI PIONEER ASSET MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
MA-Mar 2003, NC-Mar 2018, OH-Mar 2013
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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