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AMERICAN RESEARCH & MANAGEMENT CO
AMERICAN RESEARCH & MANAGEMENT CO (CRD# 6080) is an SEC-Registered Investment Advisor (RIA), headquartered in Marion, MA. The SEC approved the firm to operate as an RIA in Dec 1979. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $425.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 2% .  
 
AMERICAN RESEARCH & MANAGEMENT CO also reported in Mar 2018:
  • 7 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AMERICAN RESEARCH & MANAGEMENT CO has no disclosure events reported to the SEC at this time.
 

View AMERICAN RESEARCH & MANAGEMENT CO's most recent Form ADV filing
 


AMERICAN RESEARCH & MANAGEMENT CO has Notice Filings with the following State Securities Authorities: CA-Feb 2004, CO-Mar 2011, CT-Sep 1997, FL-Jan 2008, MA-Nov 2010 , MD-Nov 2010, ME-Nov 2010, MI-Jan 2006, MT-Feb 2003, NH-Feb 2003 , NJ-Jan 2008, NM-Jun 2006, NY-Jan 2008, OH-Jan 2006, PA-May 2002 , RI-Jun 2001, TX-Mar 2011, VA-May 2002, VT-Aug 2006, WA-Feb 2003

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.