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AMERICAN INVESTORS CO
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AMERICAN INVESTORS CO
(CRD# 38)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Ramon, CA.
The SEC approved the firm to operate as an RIA in
Aug 2000.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$371.9 Million,
and has discretion over
94%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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AMERICAN INVESTORS CO
also reported in
Jun 2018:
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46
employees,
all of whom perform advisory functions.
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A total of 18 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AMERICAN INVESTORS CO has no disclosure events reported to the SEC at this time.
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AMERICAN INVESTORS CO has Notice Filings with the following State Securities Authorities:
AZ-Jul 2004, CA-Jul 1997, CO-Feb 2017, FL-Sep 2006, MD-Jun 2002
, NV-Jul 2004, NY-Jun 2007, OR-Jul 2004, TX-Nov 1996, WA-Jul 2004
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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