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AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (CRD# 135288) is an SEC-Registered Investment Advisor (RIA), headquartered in Eagle, ID. The SEC approved the firm to operate as an RIA in May 2008. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $207.8 Million, and has discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AMERICAN INDEPENDENT SECURITIES GROUP, LLC also reported in Mar 2018:
  • 36 employees, all of whom perform advisory functions.
  • A total of 39 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AMERICAN INDEPENDENT SECURITIES GROUP, LLC has no disclosure events reported to the SEC at this time.
 

View AMERICAN INDEPENDENT SECURITIES GROUP, LLC's most recent Form ADV filing
 


AMERICAN INDEPENDENT SECURITIES GROUP, LLC has Notice Filings with the following State Securities Authorities: < AK-Jun 2008, AZ-May 2008, CA-Feb 2006, CO-May 2008, DC-May 2008 , FL-May 2008, GA-May 2008, HI-Apr 2010, IA-Sep 2008, ID-May 2008 , IL-Mar 2011, IN-May 2008, KS-Jan 2018, KY-May 2008, MA-May 2008 , ME-Jan 2009, MI-May 2008, MN-Apr 2011, MT-May 2008, ND-May 2008 , NH-Jan 2009, NM-May 2008, NV-May 2008, NY-Sep 2013, OH-May 2008 , OR-May 2008, PA-Sep 2013, SC-Oct 2008, SD-Aug 2008, TN-Aug 2010 , TX-May 2008, UT-Jun 2008, VA-Feb 2012, VT-Feb 2009, WA-May 2008 , WI-May 2008

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.