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AMERICAN FUNDS DISTRIBUTORS, INC.
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AMERICAN FUNDS DISTRIBUTORS, INC.
(CRD# 6247)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Apr 2013.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$0.0 Million,
and has discretion over
#DIV/0!
of those assets.
Pooled investment vehicles (Private Funds) account for
#DIV/0!
of RAUM.
Non-US investors represent
#DIV/0!
.
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AMERICAN FUNDS DISTRIBUTORS, INC.
also reported in
Oct 2018:
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707
employees,
with
364
performing advisory functions.
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A total of 7 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AMERICAN FUNDS DISTRIBUTORS, INC. has no disclosure events reported to the SEC at this time.
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AMERICAN FUNDS DISTRIBUTORS, INC. has Notice Filings with the following State Securities Authorities:
CA-Apr 2013, IN-Apr 2013, TX-Apr 2013
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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