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AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
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AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
(CRD# 160322)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Calabasas, CA.
The SEC approved the firm to operate as an RIA in
Jan 2012.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$301.0 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
also reported in
Oct 2018:
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30
employees,
with
11
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC has one or more disclosure events currently on file with the SEC.
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AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC has Notice Filings with the following State Securities Authorities: AZ-Apr 2017, CA-Feb 2013, CO-Feb 2016, FL-Feb 2014, HI-Feb 2014
, IL-May 2016, LA-Feb 2018, MA-Apr 2017, NC-Feb 2014, NJ-May 2017
, NV-Mar 2014, NY-Feb 2016, PA-Feb 2018, TX-Oct 2013, UT-Feb 2016
, VA-Apr 2017
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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