AMERICAN FINANCIAL MANAGEMENT LTD
AMERICAN FINANCIAL MANAGEMENT LTD (CRD# 111016) is an SEC-Registered Investment Advisor (RIA), headquartered in Cedar Falls, IA. The SEC approved the firm to operate as an RIA in Oct 1983. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $64.0 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
AMERICAN FINANCIAL MANAGEMENT LTD also reported in Apr 2018: 5 employees, with 3 performing advisory functions. One office location. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AMERICAN FINANCIAL MANAGEMENT LTD has no disclosure events reported to the SEC at this time.
View AMERICAN FINANCIAL MANAGEMENT LTD's most recent Form ADV filing
AMERICAN FINANCIAL MANAGEMENT LTD has Notice Filings with the following State Securities Authorities: AZ-Aug 1994, CA-Feb 1992, CO-May 1999, DC-Dec 1993, FL-Jun 1989 , GA-Oct 1997, HI-Jun 1998, IA-Jan 1999, IN-Mar 1990, KS-Mar 1991 , LA-Sep 2001, MI-Jan 2000, MN-Nov 1988, MO-Oct 1988, NC-Apr 2001 , NE-Apr 1999, NJ-Feb 1989, NM-May 1995, NV-Mar 2017, NY-Jul 1998 , OK-Jan 1998, PA-Sep 1993, SD-Sep 1989, TN-Jan 1998, TX-Oct 1992 , UT-Feb 1994, WA-May 1998, WI-Jun 1993
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