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AMERICAN FINANCIAL ADVISORS, LLC.
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AMERICAN FINANCIAL ADVISORS, LLC.
(CRD# 115824)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Marietta, GA.
The SEC approved the firm to operate as an RIA in
Dec 2001.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$645.6 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AMERICAN FINANCIAL ADVISORS, LLC.
also reported in
Mar 2018:
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6
employees,
with
5
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AMERICAN FINANCIAL ADVISORS, LLC. has no disclosure events reported to the SEC at this time.
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AMERICAN FINANCIAL ADVISORS, LLC. has Notice Filings with the following State Securities Authorities:
AL-Mar 2015, AZ-Mar 2011, CA-Dec 2001, CO-Mar 2008, FL-Jan 2002
, GA-Feb 2003, IL-Apr 2009, IN-Mar 2009, LA-Dec 2001, MA-Mar 2008
, MO-Mar 2009, NC-Mar 2008, NH-Mar 2008, NV-Apr 2013, NY-Mar 2009
, OH-Mar 2008, OR-Apr 2013, PA-Apr 2013, SC-Mar 2008, TN-Mar 2008
, TX-Jul 2002, UT-Mar 2008, VA-Mar 2005, WA-Mar 2009
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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