FindingFraud.org


Blog
Contact
Initial
Research

AMERICAN FINANCIAL ADVISORS INC
AMERICAN FINANCIAL ADVISORS INC (CRD# 108530) is an SEC-Registered Investment Advisor (RIA), headquartered in Orlando, FL. The SEC approved the firm to operate as an RIA in Sep 1999. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $525.2 Million, and has discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AMERICAN FINANCIAL ADVISORS INC also reported in Aug 2018:
  • 6 employees, all of whom perform advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AMERICAN FINANCIAL ADVISORS INC has no disclosure events reported to the SEC at this time.
 

View AMERICAN FINANCIAL ADVISORS INC's most recent Form ADV filing
 


AMERICAN FINANCIAL ADVISORS INC has Notice Filings with the following State Securities Authorities: AZ-Jan 2015, CA-Feb 2013, CO-Aug 2013, CT-Nov 2001, FL-Aug 1995 , GA-Aug 2013, IL-Feb 2013, LA-Jan 2015, MA-Feb 2013, MD-Feb 2013 , NC-Aug 2013, NH-Aug 2013, NJ-Jan 2010, NV-Jan 2015, NY-Mar 1996 , OH-Aug 2013, OK-Oct 2014, OR-Feb 2017, PA-Feb 2013, TX-Jan 2010 , VA-Sep 2010, WA-Aug 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.