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AMERICAN CAPITAL ADVISORY, LLC
AMERICAN CAPITAL ADVISORY, LLC (CRD# 141944) is an SEC-Registered Investment Advisor (RIA), headquartered in Ketchum, ID. The SEC approved the firm to operate as an RIA in Apr 2018. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $106.5 Million, and has discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AMERICAN CAPITAL ADVISORY, LLC also reported in Sep 2018:
  • 3 employees, all of whom perform advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AMERICAN CAPITAL ADVISORY, LLC has one or more disclosure events currently on file with the SEC.
 

View AMERICAN CAPITAL ADVISORY, LLC's most recent Form ADV filing
 


AMERICAN CAPITAL ADVISORY, LLC has Notice Filings with the following State Securities Authorities: CA-Apr 2018, ID-Apr 2018, MD-Apr 2018, VA-Apr 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.