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AMELIORA WEALTH MANAGEMENT LTD.
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AMELIORA WEALTH MANAGEMENT LTD.
(CRD# 164038)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Zurich, Switzerland.
The SEC approved the firm to operate as an RIA in
Jun 2012.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$169.6 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AMELIORA WEALTH MANAGEMENT LTD.
also reported in
Mar 2018:
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2
employees,
all of whom perform advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AMELIORA WEALTH MANAGEMENT LTD. has no disclosure events reported to the SEC at this time.
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AMELIORA WEALTH MANAGEMENT LTD. has Notice Filings with the following State Securities Authorities:
CA-Sep 2014, FL-Mar 2014, NY-May 2013, TX-Jul 2013
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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