FindingFraud.org


Blog
Contact
Initial
Research

AMBER CAPITAL
AMBER CAPITAL (CRD# 136167) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Sep 2005. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.6 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 84% .  
 
AMBER CAPITAL files an umbrella registration with the SEC. The firm also reported in Oct 2018:
  • 28 employees, with 14 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AMBER CAPITAL has no disclosure events reported to the SEC at this time.
 

View AMBER CAPITAL's most recent Form ADV filing
 


AMBER CAPITAL has No Notice Filings with State Securities Authorities.

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.