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A&M CAPITAL
A&M CAPITAL (CRD# 163576) is an SEC-Registered Investment Advisor (RIA), headquartered in Greenwich, CT. The SEC approved the firm to operate as an RIA in Mar 2013. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.2 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 0% .  
 
A&M CAPITAL also reported in May 2018:
  • 28 employees, with 26 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
A&M CAPITAL has no disclosure events reported to the SEC at this time.
 

View A&M CAPITAL's most recent Form ADV filing
 


A&M CAPITAL has Notice Filings with the following State Securities Authorities: CT-May 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.