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ALUMINA INVESTMENT MANAGEMENT
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ALUMINA INVESTMENT MANAGEMENT
(CRD# 164273)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Charlotte, NC.
The SEC approved the firm to operate as an RIA in
Jul 2012.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.4 Billion,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
56%
.
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ALUMINA INVESTMENT MANAGEMENT
also reported in
Mar 2018:
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4
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALUMINA INVESTMENT MANAGEMENT has no disclosure events reported to the SEC at this time.
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ALUMINA INVESTMENT MANAGEMENT has Notice Filings with the following State Securities Authorities:
NC-Jul 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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