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ALTIUM WEALTH MANAGEMENT LLC
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ALTIUM WEALTH MANAGEMENT LLC
(CRD# 154719)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Purchase, NY.
The SEC approved the firm to operate as an RIA in
Aug 2010.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$911.4 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALTIUM WEALTH MANAGEMENT LLC
also reported in
Mar 2018:
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35
employees,
with
11
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALTIUM WEALTH MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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ALTIUM WEALTH MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
CA-Jun 2015, CT-Aug 2010, FL-Oct 2010, GA-Mar 2018, MA-Jun 2015
, NC-Sep 2014, NE-Sep 2012, NH-Mar 2012, NJ-Oct 2010, NY-Aug 2010
, PA-Jun 2012, TX-Feb 2014
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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