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ALTFEST PERSONAL WEALTH MANAGEMENT
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ALTFEST PERSONAL WEALTH MANAGEMENT
(CRD# 110130)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Feb 1983.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.3 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
.
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ALTFEST PERSONAL WEALTH MANAGEMENT
also reported in
Jun 2018:
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20
employees,
with
14
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALTFEST PERSONAL WEALTH MANAGEMENT has no disclosure events reported to the SEC at this time.
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ALTFEST PERSONAL WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities:
CA-Aug 1995, CT-Mar 2006, FL-Mar 2006, IL-Feb 2013, LA-Feb 2002
, MA-Mar 2011, MD-Mar 2011, NH-Sep 2013, NJ-Jul 1995, NY-Feb 1994
, PA-Mar 2011, TX-Feb 2002, VA-Oct 2009, VT-Oct 2004
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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