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ALPINE WOODS CAPITAL INVESTORS, LLC
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ALPINE WOODS CAPITAL INVESTORS, LLC
(CRD# 112496)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Purchase, NY.
The SEC approved the firm to operate as an RIA in
Dec 1997.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$258.5 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
95%
of RAUM.
Non-US investors represent
0%
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ALPINE WOODS CAPITAL INVESTORS, LLC
also reported in
May 2018:
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26
employees,
with
9
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALPINE WOODS CAPITAL INVESTORS, LLC has one or more disclosure events currently on file with the SEC.
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ALPINE WOODS CAPITAL INVESTORS, LLC has Notice Filings with the following State Securities Authorities:
NY-Mar 2004
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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