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ALPHAPOINT, INC.
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ALPHAPOINT, INC.
(CRD# 130115)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Corona Del Mar, CA.
The SEC approved the firm to operate as an RIA in
Jan 2004.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$2.7 Billion,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALPHAPOINT, INC.
also reported in
Mar 2018:
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1
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALPHAPOINT, INC. has no disclosure events reported to the SEC at this time.
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ALPHAPOINT, INC. has Notice Filings with the following State Securities Authorities:
CA-Feb 2015, HI-Feb 2015, MO-Feb 2015, NM-Feb 2015, NY-Feb 2015
, WA-Feb 2015
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
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responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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