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ALPHAGEN CAPITAL LIMITED
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ALPHAGEN CAPITAL LIMITED
(CRD# 137841)
is an SEC-Registered Investment Advisor (RIA), headquartered in
London, United Kingdom.
The SEC approved the firm to operate as an RIA in
Jan 2006.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$3.0 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
85%
of RAUM.
Non-US investors represent
74%
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ALPHAGEN CAPITAL LIMITED
also reported in
Mar 2018:
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610
employees,
with
21
performing advisory functions.
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A total of 6 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALPHAGEN CAPITAL LIMITED has no disclosure events reported to the SEC at this time.
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ALPHAGEN CAPITAL LIMITED has Notice Filings with the following State Securities Authorities:
CA-Mar 2012, CT-Jan 2009, IA-Apr 2009, MA-Apr 2009, NC-Mar 2012
, NY-Dec 2006, PA-Jan 2009, TX-Jan 2009, UT-Jan 2009, WI-Mar 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
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informational purposes only and assumes no
responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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