ALPHAGEN CAPITAL LIMITED (CRD# 137841) is an SEC-Registered Investment Advisor (RIA), headquartered in London, United Kingdom. The SEC approved the firm to operate as an RIA in Jan 2006. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $3.0 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 85% of RAUM.   Non-US investors represent 74% .  
ALPHAGEN CAPITAL LIMITED also reported in Mar 2018:
  • 610 employees, with 21 performing advisory functions.
  • A total of 6 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALPHAGEN CAPITAL LIMITED has no disclosure events reported to the SEC at this time.

View ALPHAGEN CAPITAL LIMITED's most recent Form ADV filing

ALPHAGEN CAPITAL LIMITED has Notice Filings with the following State Securities Authorities: CA-Mar 2012, CT-Jan 2009, IA-Apr 2009, MA-Apr 2009, NC-Mar 2012 , NY-Dec 2006, PA-Jan 2009, TX-Jan 2009, UT-Jan 2009, WI-Mar 2012

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