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ALPHA OMEGA INVESTMENT ADVISORS
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ALPHA OMEGA INVESTMENT ADVISORS
(CRD# 149842)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Richmond, VA.
The SEC approved the firm to operate as an RIA in
Apr 2009.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$415.4 Million,
and has discretion over
85%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALPHA OMEGA INVESTMENT ADVISORS
also reported in
Mar 2018:
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10
employees,
with
9
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALPHA OMEGA INVESTMENT ADVISORS has no disclosure events reported to the SEC at this time.
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ALPHA OMEGA INVESTMENT ADVISORS has Notice Filings with the following State Securities Authorities:
FL-Oct 2013, MD-May 2009, NC-May 2009, SC-Oct 2010, TX-Oct 2010
, VA-Apr 2009
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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