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ALPHA INVESTMENT MANAGEMENT
ALPHA INVESTMENT MANAGEMENT (CRD# 107578) is an SEC-Registered Investment Advisor (RIA), headquartered in Cincinnati, OH. The SEC approved the firm to operate as an RIA in Sep 2005. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $154.9 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALPHA INVESTMENT MANAGEMENT also reported in Mar 2018:
  • 3 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALPHA INVESTMENT MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View ALPHA INVESTMENT MANAGEMENT's most recent Form ADV filing
 


ALPHA INVESTMENT MANAGEMENT has Notice Filings with the following State Securities Authorities: AK-Feb 2016, AL-Mar 2014, AR-Mar 2017, AZ-Mar 2015, CA-Mar 2011 , CO-Mar 2014, CT-Mar 2011, DE-Feb 2016, FL-Mar 2010, GA-Mar 2015 , HI-Feb 2016, IA-Mar 2015, ID-Mar 2015, IL-Mar 2014, IN-Mar 2014 , KS-Mar 2015, KY-Mar 2015, LA-Mar 2018, MA-Mar 2015, MD-Mar 2015 , MI-Mar 2010, MN-Mar 2015, MO-Mar 2015, MS-Mar 2015, NC-Mar 2015 , NE-Mar 2015, NH-Mar 2017, NJ-Apr 2014, NM-Mar 2012, NV-Mar 2015 , NY-Mar 2015, OH-Mar 2010, OK-Mar 2015, OR-Mar 2012, PA-Mar 2014 , SC-Mar 2013, SD-Mar 2015, TN-Mar 2010, TX-Mar 2010, UT-Mar 2015 , VA-Mar 2015, WA-Mar 2010, WI-Mar 2011, WV-Mar 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.