ALPHA FINANCIAL ADVISORS, LLC (CRD# 122545) is an SEC-Registered Investment Advisor (RIA), headquartered in Charlotte, NC. The SEC approved the firm to operate as an RIA in May 2014. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $205.8 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
ALPHA FINANCIAL ADVISORS, LLC also reported in Mar 2018:
  • 6 employees, with 4 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALPHA FINANCIAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.

View ALPHA FINANCIAL ADVISORS, LLC's most recent Form ADV filing

ALPHA FINANCIAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities: FL-May 2014, NC-May 2014, NY-Oct 2017, SC-May 2014, TX-May 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.