FindingFraud.org


Blog
Contact
Initial
Research

ALPHA FIDUCIARY
ALPHA FIDUCIARY (CRD# 144720) is an SEC-Registered Investment Advisor (RIA), headquartered in Phoenix, AZ. The SEC approved the firm to operate as an RIA in Aug 2007. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $552.6 Million, and has discretion over 58% of those assets.   Pooled investment vehicles (Private Funds) account for 16% of RAUM.   Non-US investors represent 0% .  
 
ALPHA FIDUCIARY also reported in Jun 2018:
  • 7 employees, with 4 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALPHA FIDUCIARY has one or more disclosure events currently on file with the SEC.
 

View ALPHA FIDUCIARY's most recent Form ADV filing
 


ALPHA FIDUCIARY has Notice Filings with the following State Securities Authorities: AZ-Aug 2007, CA-Feb 2011, CO-Feb 2011, IL-Feb 2015, TX-Jan 2012 , WA-Jan 2012

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.