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ALPHA FIDUCIARY
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ALPHA FIDUCIARY
(CRD# 144720)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Phoenix, AZ.
The SEC approved the firm to operate as an RIA in
Aug 2007.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$552.6 Million,
and has discretion over
58%
of those assets.
Pooled investment vehicles (Private Funds) account for
16%
of RAUM.
Non-US investors represent
0%
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ALPHA FIDUCIARY
also reported in
Jun 2018:
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7
employees,
with
4
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALPHA FIDUCIARY has one or more disclosure events currently on file with the SEC.
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ALPHA FIDUCIARY has Notice Filings with the following State Securities Authorities:
AZ-Aug 2007, CA-Feb 2011, CO-Feb 2011, IL-Feb 2015, TX-Jan 2012
, WA-Jan 2012
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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