ALPHA CUBED INVESTMENTS, LLC
ALPHA CUBED INVESTMENTS, LLC (CRD# 159347) is an SEC-Registered Investment Advisor (RIA), headquartered in Irvine, CA. The SEC approved the firm to operate as an RIA in Nov 2012. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.1 Billion, and has discretion over 95% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
ALPHA CUBED INVESTMENTS, LLC also reported in Oct 2018: 30 employees, with 22 performing advisory functions. A total of 12 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALPHA CUBED INVESTMENTS, LLC has no disclosure events reported to the SEC at this time.
View ALPHA CUBED INVESTMENTS, LLC's most recent Form ADV filing
ALPHA CUBED INVESTMENTS, LLC has Notice Filings with the following State Securities Authorities: AK-Feb 2018, AR-Feb 2018, AZ-Jul 2014, CA-Nov 2012, CO-Dec 2013 , FL-Oct 2014, GA-Oct 2018, HI-Jun 2017, IA-Feb 2018, ID-Sep 2017 , IL-Sep 2015, IN-Jun 2017, KS-Feb 2018, LA-Jun 2017, MI-Jun 2017 , MN-Mar 2017, MO-Mar 2017, MT-Mar 2017, ND-Feb 2018, NE-Feb 2018 , NM-Jan 2016, NV-May 2013, OH-Jun 2017, OK-Feb 2018, OR-Feb 2015 , SD-Feb 2018, TX-Feb 2013, UT-Feb 2018, WA-Feb 2015, WI-May 2017 , WY-Oct 2018
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