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ALPHA CAPITAL MANAGEMENT
ALPHA CAPITAL MANAGEMENT (CRD# 121703) is an SEC-Registered Investment Advisor (RIA), headquartered in Austin, TX. The SEC approved the firm to operate as an RIA in Nov 2002. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $572.4 Million, and has discretion over 59% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALPHA CAPITAL MANAGEMENT also reported in Aug 2018:
  • 5 employees, with 3 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALPHA CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View ALPHA CAPITAL MANAGEMENT's most recent Form ADV filing
 


ALPHA CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities: CA-Sep 2007, CO-Sep 2007, FL-Jan 2013, KS-Oct 2013, LA-Mar 2007 , NC-Feb 2016, ND-Oct 2013, NY-Feb 2016, OH-Oct 2013, OR-Feb 2016 , TX-Nov 2002, VA-Jan 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.