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ALPHA ARCHITECT
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ALPHA ARCHITECT
(CRD# 153905)
is an SEC-Registered Investment Advisor (RIA), headquartered in
0, 0.
The SEC approved the firm to operate as an RIA in
Aug 2010.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$572.7 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
1%
.
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ALPHA ARCHITECT
also reported in
Mar 2018:
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9
employees,
all of whom perform advisory functions.
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A total of 4 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALPHA ARCHITECT has no disclosure events reported to the SEC at this time.
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ALPHA ARCHITECT has Notice Filings with the following State Securities Authorities:
CA-Mar 2016, CO-Mar 2018, CT-Aug 2016, FL-Aug 2017, IL-Mar 2017
, IN-Aug 2017, MA-Mar 2017, NC-Aug 2017, NJ-Apr 2017, NY-Apr 2012
, PA-Aug 2011, TX-Feb 2013
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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