ALPHA & OMEGA (CRD# 105548) is an SEC-Registered Investment Advisor (RIA), headquartered in La Mesa, CA. The SEC approved the firm to operate as an RIA in Feb 1994. In Jan 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $336.9 Million, and has discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
ALPHA & OMEGA also reported in Jan 2018:
  • 8 employees, with 5 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALPHA & OMEGA has no disclosure events reported to the SEC at this time.

View ALPHA & OMEGA's most recent Form ADV filing

ALPHA & OMEGA has Notice Filings with the following State Securities Authorities: CA-Jan 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.