|
|
|
|
|
|
ALPENROSE WEALTH MANAGEMENT INTERNATIONAL AG
|
|
ALPENROSE WEALTH MANAGEMENT INTERNATIONAL AG
(CRD# 155526)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Bach, Switzerland.
The SEC approved the firm to operate as an RIA in
Jan 2011.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$334.2 Million,
and has discretion over
50%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
5%
.
|
|
ALPENROSE WEALTH MANAGEMENT INTERNATIONAL AG
also reported in
Mar 2018:
-
13
employees,
with
10
performing advisory functions.
-
A total of 2 office locations.
-
Registration with one or more foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ALPENROSE WEALTH MANAGEMENT INTERNATIONAL AG has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
ALPENROSE WEALTH MANAGEMENT INTERNATIONAL AG has No Notice Filings with State Securities Authorities. |
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
