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ALM FIRST FINANCIAL ADVISORS LLC
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ALM FIRST FINANCIAL ADVISORS LLC
(CRD# 108561)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
Sep 2000.
In
Feb 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$20.1 Billion,
and has discretion over
8%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALM FIRST FINANCIAL ADVISORS LLC
also reported in
Feb 2018:
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55
employees,
with
10
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALM FIRST FINANCIAL ADVISORS LLC has no disclosure events reported to the SEC at this time.
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ALM FIRST FINANCIAL ADVISORS LLC has No Notice Filings with State Securities Authorities.
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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