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ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS, LLC (CRD# 109524) is an SEC-Registered Investment Advisor (RIA), headquartered in Northbrook, IL. The SEC approved the firm to operate as an RIA in Nov 2007. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $37.5 Million, and has discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALLSTATE FINANCIAL ADVISORS, LLC also reported in Mar 2018:
  • 318 employees, with 0 performing advisory functions.
  • A total of 37 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLSTATE FINANCIAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View ALLSTATE FINANCIAL ADVISORS, LLC's most recent Form ADV filing
 


ALLSTATE FINANCIAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AK-Jun 2008, AL-Feb 2011, AR-Jun 2011, AZ-Jun 2008, CA-Jun 2008 , CO-May 2008, CT-Jun 2008, DC-May 2011, DE-Jun 2011, FL-May 2008 , GA-Jun 2008, HI-Jun 2008, ID-Jun 2008, IL-Nov 2007, IN-Jun 2008 , KS-Nov 2012, KY-Jun 2008, LA-Feb 2010, MA-Jul 2013, MD-Jul 2011 , ME-Jun 2011, MI-May 2008, MN-Jun 2008, MO-Oct 2012, MS-Jun 2008 , MT-Jun 2008, NC-Jun 2008, ND-Sep 2017, NE-May 2008, NH-Apr 2011 , NJ-Jun 2008, NM-Oct 2011, NV-Jun 2008, NY-May 2008, OH-Jun 2008 , OK-Aug 2011, OR-Jun 2008, PA-May 2008, RI-Apr 2013, SC-Jun 2008 , TN-Jun 2008, TX-Apr 2009, UT-Jun 2008, VA-Jun 2008, WA-Jun 2008 , WI-Aug 2010, WV-Mar 2011, WY-Jan 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.