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ALLOS INVESTMENT ADVISORS, LLC
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ALLOS INVESTMENT ADVISORS, LLC
(CRD# 155541)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Overland Park, KS.
The SEC approved the firm to operate as an RIA in
Jan 2011.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$21.2 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALLOS INVESTMENT ADVISORS, LLC
also reported in
Jun 2018:
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8
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALLOS INVESTMENT ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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ALLOS INVESTMENT ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
AZ-Mar 2012, GA-Oct 2016, KS-Jan 2011, MO-Jan 2014, TX-Feb 2017
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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