FindingFraud.org


Blog
Contact
Initial
Research

ALLIUM FINANCIAL ADVISORS, LLC
ALLIUM FINANCIAL ADVISORS, LLC (CRD# 288462) is an SEC-Registered Investment Advisor (RIA), headquartered in Portland, OR. The SEC approved the firm to operate as an RIA in May 2017. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $190.3 Million, and has discretion over 90% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALLIUM FINANCIAL ADVISORS, LLC also reported in Jul 2018:
  • 4 employees, with 3 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLIUM FINANCIAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View ALLIUM FINANCIAL ADVISORS, LLC's most recent Form ADV filing
 


ALLIUM FINANCIAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities: CA-Mar 2018, OR-May 2017, WA-May 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.