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ALLIANZ GLOBAL INVESTORS U.S. LLC
ALLIANZ GLOBAL INVESTORS U.S. LLC (CRD# 149003) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jan 2009. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $118.7 Billion, and has discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 8% of RAUM.   Non-US investors represent 34% .  
 
ALLIANZ GLOBAL INVESTORS U.S. LLC also reported in Sep 2018:
  • 305 employees, with 183 performing advisory functions.
  • A total of 8 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLIANZ GLOBAL INVESTORS U.S. LLC has no disclosure events reported to the SEC at this time.
 

View ALLIANZ GLOBAL INVESTORS U.S. LLC's most recent Form ADV filing
 


ALLIANZ GLOBAL INVESTORS U.S. LLC has Notice Filings with the following State Securities Authorities: AK-Jul 2010, AL-Jul 2010, AR-Jul 2010, AZ-Jul 2010, CA-Jan 2009 , CO-Jul 2010, CT-Jul 2010, DC-Jul 2010, DE-Jul 2010, FL-Jul 2010 , GA-Jul 2010, HI-Jul 2010, IA-Jul 2010, ID-Jul 2010, IL-Aug 2010 , IN-Jul 2010, KS-Jul 2010, KY-Jul 2010, LA-Jul 2010, MA-Jul 2010 , MD-Jul 2010, ME-Jul 2010, MI-Jul 2010, MN-Jul 2010, MO-Jul 2010 , MS-Jul 2010, MT-Jul 2010, NC-Jul 2010, ND-Jul 2010, NE-Jul 2010 , NH-Jul 2010, NJ-Aug 2010, NM-Jul 2010, NV-Jul 2010, NY-Jan 2009 , OH-Jul 2010, OK-Jul 2010, OR-Jul 2010, PA-Apr 2010, PR-Jul 2010 , RI-Jul 2010, SC-Jul 2010, SD-Jul 2010, TN-Jul 2010, TX-Jan 2009 , UT-Jul 2010, VA-Jul 2010, VI-Jan 2013, VT-Jul 2010, WA-Jul 2010 , WI-Jul 2010, WV-Jul 2010

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.