FindingFraud.org


Blog
Contact
Initial
Research

ALLIANT RETIREMENT CONSULTING
ALLIANT RETIREMENT CONSULTING (CRD# 167970) is an SEC-Registered Investment Advisor (RIA), headquartered in Houston, TX. The SEC approved the firm to operate as an RIA in Jul 2013. In Feb 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $6.5 Billion, and has discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALLIANT RETIREMENT CONSULTING also reported in Feb 2018:
  • 15 employees, with 8 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLIANT RETIREMENT CONSULTING has one or more disclosure events currently on file with the SEC.
 

View ALLIANT RETIREMENT CONSULTING's most recent Form ADV filing
 


ALLIANT RETIREMENT CONSULTING has Notice Filings with the following State Securities Authorities: AK-Apr 2015, AZ-Oct 2015, CA-Oct 2015, CO-Oct 2015, DC-Oct 2015 , FL-Oct 2015, GA-Dec 2013, HI-Mar 2016, ID-Apr 2015, IL-Jan 2018 , KS-Mar 2016, LA-Oct 2015, MD-Oct 2015, MN-Oct 2015, MT-Jan 2018 , NC-Oct 2015, NY-Oct 2015, OH-Oct 2015, OR-Mar 2016, PA-Oct 2015 , SC-Feb 2018, TN-Oct 2015, TX-Jul 2013, VA-Oct 2015, WA-Apr 2015 , WI-Oct 2015, WY-Jan 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.