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ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. (CRD# 108477) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Aug 1999. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $518.7 Billion, and has discretion over 96% of those assets.   Pooled investment vehicles (Private Funds) account for 26% of RAUM.   Non-US investors represent 38% .  
 
ALLIANCEBERNSTEIN L.P. also reported in May 2018:
  • 3,364 employees, with 2,073 performing advisory functions.
  • A total of 46 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLIANCEBERNSTEIN L.P. has one or more disclosure events currently on file with the SEC.
 

View ALLIANCEBERNSTEIN L.P.'s most recent Form ADV filing
 


ALLIANCEBERNSTEIN L.P. has Notice Filings with the following State Securities Authorities: AK-Nov 1999, AL-Jul 1997, AR-Oct 1999, AZ-Oct 1999, CA-Oct 1999 , CO-Mar 2003, CT-Oct 1999, DC-Nov 1999, DE-Sep 2003, FL-Apr 2000 , GA-Oct 1999, HI-Oct 1999, IA-Oct 1999, ID-Dec 1999, IL-Oct 1999 , IN-Jul 1993, KS-Nov 1999, KY-Sep 1993, LA-Mar 2014, MA-Oct 1999 , MD-Nov 1999, ME-Nov 1999, MI-Jan 1999, MN-Nov 1999, MO-Oct 1999 , MS-Mar 2001, MT-Jan 2000, NC-Mar 2001, ND-May 2001, NE-Nov 2000 , NH-Oct 1999, NJ-Nov 1999, NM-Oct 1999, NV-Oct 1999, NY-Dec 1999 , OH-Nov 1999, OK-Nov 1999, OR-Jun 1993, PA-Nov 1999, PR-Oct 1999 , RI-Jul 1993, SC-Oct 1999, SD-Oct 1999, TN-Jun 1998, TX-Oct 1999 , UT-Oct 1999, VA-Dec 1999, VT-Dec 1999, WA-Nov 1992, WI-May 2001 , WV-Oct 1999

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.