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ALLIANCE PARTNERS LLC
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ALLIANCE PARTNERS LLC
(CRD# 157700)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chevy Chase, MD.
The SEC approved the firm to operate as an RIA in
Jun 2011.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.2 Billion,
and has discretion over
7%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALLIANCE PARTNERS LLC
also reported in
May 2018:
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46
employees,
with
28
performing advisory functions.
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A total of 7 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALLIANCE PARTNERS LLC has no disclosure events reported to the SEC at this time.
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ALLIANCE PARTNERS LLC has Notice Filings with the following State Securities Authorities:
CA-Feb 2017, LA-Mar 2014, MD-Jun 2011, PA-Sep 2013, VA-Sep 2013
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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