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ALLGEN FINANCIAL ADVISORS, INC.
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ALLGEN FINANCIAL ADVISORS, INC.
(CRD# 126877)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Orlando, FL.
The SEC approved the firm to operate as an RIA in
Jul 2014.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$175.0 Million,
and has discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALLGEN FINANCIAL ADVISORS, INC.
also reported in
Mar 2018:
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11
employees,
with
10
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALLGEN FINANCIAL ADVISORS, INC. has no disclosure events reported to the SEC at this time.
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ALLGEN FINANCIAL ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
AL-Jul 2014, FL-Jul 2014, NJ-Jul 2014, NY-Jul 2014, OH-Jul 2014
, TX-Jul 2014
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website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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