ALLEY COMPANY, LLC (CRD# 112702) is an SEC-Registered Investment Advisor (RIA), headquartered in Lake Forest, IL. The SEC approved the firm to operate as an RIA in May 2001. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $666.8 Million, and has discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
ALLEY COMPANY, LLC also reported in Apr 2018:
  • 4 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLEY COMPANY, LLC has no disclosure events reported to the SEC at this time.

View ALLEY COMPANY, LLC's most recent Form ADV filing

ALLEY COMPANY, LLC has Notice Filings with the following State Securities Authorities: FL-Dec 2016, IL-May 2001, MN-Mar 2011, TX-Mar 2013

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