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ALLEN WEALTH MANAGEMENT, LLC
ALLEN WEALTH MANAGEMENT, LLC (CRD# 133038) is an SEC-Registered Investment Advisor (RIA), headquartered in Boone, NC. The SEC approved the firm to operate as an RIA in Jun 2005. In Feb 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $214.5 Million, and has discretion over 12% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALLEN WEALTH MANAGEMENT, LLC also reported in Feb 2018:
  • 6 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLEN WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View ALLEN WEALTH MANAGEMENT, LLC's most recent Form ADV filing
 


ALLEN WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: FL-Jan 2011, GA-Jul 2014, LA-Oct 2016, NC-Jun 2005, SC-Aug 2017 , TN-Feb 2014, TX-Mar 2017, VA-Feb 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.