ALLEN WEALTH MANAGEMENT, LLC (CRD# 133038) is an SEC-Registered Investment Advisor (RIA), headquartered in Boone, NC. The SEC approved the firm to operate as an RIA in Jun 2005. In Feb 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $214.5 Million, and has discretion over 12% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
ALLEN WEALTH MANAGEMENT, LLC also reported in Feb 2018:
  • 6 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLEN WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.

View ALLEN WEALTH MANAGEMENT, LLC's most recent Form ADV filing

ALLEN WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: FL-Jan 2011, GA-Jul 2014, LA-Oct 2016, NC-Jun 2005, SC-Aug 2017 , TN-Feb 2014, TX-Mar 2017, VA-Feb 2014

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