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ALLEN INVESTMENT MANAGEMENT, LLC
ALLEN INVESTMENT MANAGEMENT, LLC (CRD# 124454) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Apr 2003. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $4.7 Billion, and has discretion over 72% of those assets.   Pooled investment vehicles (Private Funds) account for 3% of RAUM.   Non-US investors represent 11% .  
 
ALLEN INVESTMENT MANAGEMENT, LLC also reported in Mar 2018:
  • 21 employees, with 10 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLEN INVESTMENT MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View ALLEN INVESTMENT MANAGEMENT, LLC's most recent Form ADV filing
 


ALLEN INVESTMENT MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: CA-Mar 2015, CT-Mar 2015, DE-Mar 2017, FL-Mar 2017, MA-Mar 2015 , NY-Apr 2003, VA-Mar 2017, WA-Mar 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.