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ALLEN CAPITAL GROUP, LLC
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ALLEN CAPITAL GROUP, LLC
(CRD# 135879)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Grand Island, NE.
The SEC approved the firm to operate as an RIA in
Jul 2005.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$449.1 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ALLEN CAPITAL GROUP, LLC
also reported in
Mar 2018:
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26
employees,
with
18
performing advisory functions.
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A total of 7 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALLEN CAPITAL GROUP, LLC has no disclosure events reported to the SEC at this time.
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ALLEN CAPITAL GROUP, LLC has Notice Filings with the following State Securities Authorities:
AR-Mar 2012, AZ-Mar 2012, CA-Mar 2016, CO-Mar 2012, FL-Jan 2017
, GA-Dec 2014, IA-May 2008, IL-Jun 2008, IN-Jan 2017, KS-May 2008
, MN-Dec 2014, MO-Dec 2014, NE-Jul 2005, SD-Dec 2014, TX-Jul 2005
, WA-Jan 2017, WI-Mar 2016
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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