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ALLEN & COMPANY OF FLORIDA, INC.
ALLEN & COMPANY OF FLORIDA, INC. (CRD# 25) is an SEC-Registered Investment Advisor (RIA), headquartered in Lakeland, FL. The SEC approved the firm to operate as an RIA in Aug 2000. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.0 Billion, and has discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ALLEN & COMPANY OF FLORIDA, INC. also reported in Oct 2018:
  • 70 employees, with 33 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLEN & COMPANY OF FLORIDA, INC. has no disclosure events reported to the SEC at this time.
 

View ALLEN & COMPANY OF FLORIDA, INC.'s most recent Form ADV filing
 


ALLEN & COMPANY OF FLORIDA, INC. has Notice Filings with the following State Securities Authorities: AZ-Jan 2008, CA-Jan 2006, CO-Jan 2008, DE-Feb 2006, FL-Sep 1998 , GA-Jan 2006, IL-Jan 2008, IN-Jan 2008, KY-Jan 2006, LA-Jan 2010 , MD-Jan 2009, MI-Jan 2008, MO-Jan 2010, MS-Jan 2010, MT-Jan 2006 , NC-Jan 2006, ND-Jan 2006, NH-Jan 2008, NJ-Feb 2008, NM-Jan 2008 , NY-Jan 2006, OH-Jan 2006, PA-Jan 2006, SC-Jan 2008, TN-Jan 2010 , TX-Jan 2006, UT-Jan 2009, VA-Jan 2008, WA-Jan 2006, WI-Jan 2008 , WV-Jan 2006

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.