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ALLEGHENY FINANCIAL GROUP LTD
ALLEGHENY FINANCIAL GROUP LTD (CRD# 104690) is an SEC-Registered Investment Advisor (RIA), headquartered in Pittsburgh, PA. The SEC approved the firm to operate as an RIA in Jan 1977. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $2.6 Billion, and has discretion over 49% of those assets.   Pooled investment vehicles (Private Funds) account for 8% of RAUM.   Non-US investors represent 0% .  
 
ALLEGHENY FINANCIAL GROUP LTD also reported in Mar 2018:
  • 94 employees, with 43 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ALLEGHENY FINANCIAL GROUP LTD has one or more disclosure events currently on file with the SEC.
 

View ALLEGHENY FINANCIAL GROUP LTD's most recent Form ADV filing
 


ALLEGHENY FINANCIAL GROUP LTD has Notice Filings with the following State Securities Authorities: AL-Apr 2013, AR-Mar 2016, AZ-Apr 2004, CA-Feb 2002, CO-Mar 2014 , CT-Apr 2004, DC-Apr 2013, DE-Apr 2013, FL-Feb 2002, GA-Apr 2004 , HI-Mar 2016, IA-Apr 2013, ID-Mar 2015, IL-May 2004, IN-Mar 2003 , KS-Mar 2014, KY-Apr 2013, LA-Mar 2017, MA-Apr 2004, MD-Feb 2002 , ME-Apr 2013, MI-Feb 2002, MN-Apr 2013, MO-Apr 2004, MT-Mar 2015 , NC-Feb 2002, NE-Mar 2014, NH-Mar 2003, NJ-Feb 2002, NM-Apr 2013 , NV-Apr 2013, NY-Feb 2002, OH-Feb 2002, OK-Mar 2014, OR-Apr 2013 , PA-Jan 1977, RI-Mar 2003, SC-Apr 2013, SD-Mar 2003, TN-Apr 2013 , TX-Mar 2003, UT-Apr 2013, VA-Feb 2002, VT-Apr 2013, WA-Apr 2013 , WI-Apr 2013, WV-Oct 2003

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.